EE 351 · Communication Systems

Week 6

Frequency Modulation (FM)

From carrier amplitude to instantaneous frequency: a new way to encode information.

By the end of this lesson you should be able to: explain what frequency modulation means physically; distinguish carrier amplitude, phase, and instantaneous frequency; derive the single-tone FM equation from the definition of instantaneous frequency; compute frequency deviation \(\Delta f\) and modulation index \(\beta\); estimate FM bandwidth using Carson's rule; and compare AM and FM as engineering trade-offs.

Weeks 2–4 showed how AM encodes information by varying the carrier's amplitude. This week asks: what if the amplitude stays constant?

01 — From AM to angle modulation

What was changing in those AM transmissions?

In Weeks 2–4, every AM variant — DSB-SC, DSB-TC, SSB — changed the carrier's amplitude. The modulated signal's envelope carried the message.

\[ s_{\text{AM}}(t) = \bigl[A_0 + m(t)\bigr]\,\cos(2\pi f_c\,t) \]

Higher message amplitude → bigger envelope. Demodulation recovered \(m(t)\) from the amplitude variations — whether by coherent detection or envelope detection.

01 — From AM to angle modulation

Can we encode information without changing the amplitude?

An unmodulated carrier has three parameters:

\[ c(t) = A_c \cos\!\bigl(2\pi f_c\,t + \varphi\bigr) \]
\(A_c\) — amplitude
AM changes this
\(f_c\) — frequency
What if we vary this?
\(\varphi\) — phase
Or this?

If we keep \(A_c\) fixed and instead vary the frequency or phase, we enter the domain of angle modulation.

01 — From AM to angle modulation

Angle modulation: FM and PM

Angle modulation takes two major forms:

Frequency Modulation (FM)

The instantaneous frequency of the carrier varies in proportion to the message signal \(m(t)\).

Phase Modulation (PM)

The instantaneous phase of the carrier varies directly with \(m(t)\).

This week focuses on FM. We will give PM just enough attention to see how the two relate.

Part 1

Instantaneous Phase and Frequency

Sections 02–03 — From the carrier to the FM equation.

02 — The unmodulated carrier

Three quantities inside every carrier

\[ c(t) = A_c \cos\!\bigl(\underbrace{2\pi f_c\,t + \varphi}_{\text{total phase}}\bigr) \]

The argument of the cosine — \(2\pi f_c\,t + \varphi\) — is the total phase. For an unmodulated carrier, this phase increases linearly with time at a constant rate determined by \(f_c\).

02 — The unmodulated carrier

Instantaneous phase \(\theta_i(t)\)

When the phase argument can be any function of time, we write:

\[ s(t) = A_c \cos\!\bigl[\theta_i(t)\bigr] \]

where \(\theta_i(t)\) is the instantaneous phase — the total accumulated phase at time \(t\).

  • Unmodulated carrier: \(\theta_i(t) = 2\pi f_c\,t + \varphi\) — linear in \(t\), constant frequency.
  • Modulated signal: \(\theta_i(t)\) is a more general function — the frequency can change with time.

02 — The unmodulated carrier

Frequency is the rate of change of phase

The instantaneous frequency is defined as:

\[ \boxed{f_i(t) = \frac{1}{2\pi}\,\frac{d\theta_i(t)}{dt}} \]

Check: for an unmodulated carrier \(\theta_i(t)=2\pi f_c\,t + \varphi\):

\[ f_i(t) = \frac{1}{2\pi}\cdot 2\pi f_c = f_c \qquad\text{(constant, as expected)} \]

03 — Building FM

FM: make the instantaneous frequency follow the message

The defining idea of frequency modulation:

\[ \boxed{f_i(t) = f_c + k_f\,m(t)} \]
\(f_c\)
carrier frequency (Hz)
\(k_f\)
frequency sensitivity (Hz/V)
\(m(t)\)
message signal
  • When \(m(t) > 0\): \(f_i > f_c\) — frequency increases.
  • When \(m(t) < 0\): \(f_i < f_c\) — frequency decreases.
  • When \(m(t) = 0\): \(f_i = f_c\) — returns to the carrier.

03 — Building FM

From \(f_i(t)\) to the FM signal

Since \(f_i(t) = \tfrac{1}{2\pi}\,\tfrac{d\theta_i}{dt}\), integrate to recover the instantaneous phase:

\[ \theta_i(t) = 2\pi\!\int_0^t f_i(\tau)\,d\tau = 2\pi f_c\,t \;+\; 2\pi k_f\!\int_0^t m(\tau)\,d\tau \]

Substitute into \(s(t) = A_c\cos[\theta_i(t)]\):

\[ s_{\text{FM}}(t) = A_c \cos\!\biggl[2\pi f_c\,t + 2\pi k_f\!\int_0^t m(\tau)\,d\tau\biggr] \]

Part 2

Single-Tone FM

Sections 04–06 — Frequency deviation, waveform, and modulation index.

04 — Single-tone FM

A cosine message enters the FM equation

Let \(m(t) = A_m \cos(2\pi f_m\,t)\). Integrate:

\[ \int_0^t A_m \cos(2\pi f_m\,\tau)\,d\tau = \frac{A_m}{2\pi f_m}\sin(2\pi f_m\,t) \]

The instantaneous phase becomes:

\[ \theta_i(t) = 2\pi f_c\,t + \frac{k_f A_m}{f_m}\sin(2\pi f_m\,t) \]

Define two new quantities:

Frequency deviation: \(\Delta f = k_f A_m\) (Hz)
Modulation index: \(\beta = \dfrac{\Delta f}{f_m}\) (dimensionless)

04 — Single-tone FM

The single-tone FM signal

Substituting \(\beta = \Delta f / f_m\) into the general FM equation:

\[ \boxed{s_{\text{FM}}(t) = A_c \cos\!\bigl[2\pi f_c\,t + \beta\sin(2\pi f_m\,t)\bigr]} \]

Verify — differentiate \(\theta_i(t)\) to recover the instantaneous frequency:

\[ f_i(t) = f_c + \beta\,f_m\cos(2\pi f_m\,t) = f_c + \Delta f\cos(2\pi f_m\,t) \quad\checkmark \]

04 — Single-tone FM

Frequency deviation \(\Delta f\)

\(\Delta f = k_f A_m\) is the maximum deviation of the instantaneous frequency from \(f_c\).

\[ f_i(t) = f_c + \Delta f\cos(2\pi f_m\,t) \]
Maximum
\(f_c + \Delta f\)
when \(m(t)=+A_m\)
Center
\(f_c\)
when \(m(t)=0\)
Minimum
\(f_c - \Delta f\)
when \(m(t)=-A_m\)

04 — Single-tone FM

How \(f_i(t)\) swings around \(f_c\)

fc + Δf fc fc − Δf max t → fi(t)
The instantaneous frequency \(f_i(t)\) oscillates symmetrically between \(f_c - \Delta f\) and \(f_c + \Delta f\), following the shape of the message signal.

05 — Visualizing FM

Message signal and instantaneous frequency

When \(m(t)\) is positive, \(f_i > f_c\). When \(m(t)\) is negative, \(f_i < f_c\). When \(m(t) = 0\), \(f_i = f_c\). The instantaneous frequency is a scaled and shifted copy of the message.

05 — Visualizing FM

The FM waveform: constant amplitude, varying cycle density

The carrier amplitude stays constant. Where the message is positive, cycles are compressed (higher frequency). Where the message is negative, cycles are spread apart (lower frequency). Contrast with AM, which changes the height of cycles.

05 — Visualizing FM

FM waveform explorer

\(\beta\) = 5.0 · Carson \(B_{\text{FM}}\) ≈ 60 kHz

06 — Modulation index

\(\beta = \Delta f / f_m\) — what it means physically

\[ \beta = \frac{\Delta f}{f_m} \]
  • For fixed \(f_m\): larger \(\Delta f\) → larger \(\beta\) → stronger frequency excursion → more significant spectral sidebands.
  • For fixed \(\Delta f\): higher \(f_m\) → smaller \(\beta\) — the message reverses before the frequency swings very far.

\(\beta\) is also the peak phase deviation in radians — it tells you the maximum phase swing beyond the unmodulated carrier.

06 — Modulation index

What \(\beta\) tells you — numerical examples

Example AExample BExample C
\(\Delta f\)5 kHz5 kHz75 kHz
\(f_m\)1 kHz10 kHz15 kHz
\(\beta\)50.55
Physical meaning5 rad peak phase swing per message cycle0.5 rad — gentle swingFM broadcast standard

Examples A and B have the same \(\Delta f\) but \(\beta\) differs by a factor of 10, because the message frequency changed. Example C matches FM broadcast parameters.

06 — Modulation index

FM modulation index \(\beta\) is not AM modulation index \(\mu\)

AM (\(\mu\))FM (\(\beta\))
Definition\(\mu = A_m / A_0\)\(\beta = \Delta f / f_m\)
Physical meaningFraction of carrier amplitudePeak phase deviation (rad)
Constraint\(\mu \le 1\) for envelope detectionNo upper limit
Value > 1 meansOvermodulation → distortionWideband FM — perfectly normal

06 — Check yourself

Modulation index check

A single-tone FM signal has \(\Delta f = 25\) kHz and \(f_m = 5\) kHz. What is \(\beta\), and what happens to \(\beta\) if \(\Delta f\) doubles to 50 kHz?

Part 3

FM Spectrum and Bandwidth

Sections 07–08 — Sidebands, bandwidth, and Carson's rule.

07 — FM spectrum

FM produces more sidebands than AM

AM single tone

Spectral lines at:

  • \(f_c\) (carrier)
  • \(f_c \pm f_m\) (one pair)

At most 3 lines. Bandwidth = \(2f_m\).

FM single tone

Spectral lines at:

  • \(f_c \pm n f_m\) for \(n = 0,1,2,3,\ldots\)

Theoretically infinitely many sidebands — but only some carry significant power.

07 — FM spectrum

FM spectrum as \(\beta\) varies

Significant sidebands: 2 · Carson \(B\) ≈ 4.0\(f_m\)

07 — FM spectrum

Narrowband FM vs wideband FM

Narrowband FM (NBFM)

\(\beta \ll 1\)

  • Only the carrier and first pair of sidebands are significant.
  • Spectrum resembles AM.
  • Bandwidth ≈ \(2f_m\).

Used where channel allocations are tight (e.g., two-way radio).

Wideband FM (WBFM)

\(\beta > 1\)

  • Many sideband pairs carry significant power.
  • Bandwidth much wider than \(2f_m\).
  • Better noise performance.

Used where quality justifies the extra bandwidth (e.g., FM broadcast).

08 — Bandwidth

Carson's rule

The practical bandwidth containing approximately 98% of FM signal power:

\[ \boxed{B_{\text{FM}} \approx 2(\Delta f + B_m)} \]

where \(B_m\) is the highest frequency in the message. For single-tone modulation (\(B_m = f_m\)):

\[ B_{\text{FM}} \approx 2(\Delta f + f_m) = 2f_m(\beta + 1) \]

Check limiting cases:

  • \(\beta \ll 1\) (NBFM): \(B_{\text{FM}} \approx 2f_m\) — same as AM. ✓
  • \(\beta \gg 1\) (WBFM): \(B_{\text{FM}} \approx 2\Delta f\) — dominated by the frequency deviation. ✓

08 — Bandwidth

FM broadcast: why the channel is wide

FM broadcast

\(\Delta f = 75\) kHz
\(B_m = 15\) kHz
\(\beta = 75/15 = 5\)

Carson: \(B_{\text{FM}} \approx 2(75 + 15) = \mathbf{180}\) kHz

Channel spacing: 200 kHz

AM broadcast

\(B_m = 5\) kHz (typical)

Bandwidth: \(2 \times 5 = \mathbf{10}\) kHz

Channel spacing: 10 kHz

FM broadcast uses roughly 18× more bandwidth than AM broadcast for the same type of audio content — but FM gets much better noise performance in return.

Part 4

Engineering Perspective

Sections 09–10 — Comparison, noise advantage, and the angle-modulation family.

09 — Comparison

AM versus FM — what changes, what doesn't

PropertyAMFM
Information carried byAmplitude variationsInstantaneous frequency variations
Carrier amplitudeVaries with messageApproximately constant
Single-tone sidebands2 (at \(f_c \pm f_m\))Many (at \(f_c \pm nf_m\))
Typical broadcast bandwidth10 kHz180 kHz
Sensitivity to amplitude noiseVulnerableMore robust
Receiver complexitySimple (envelope detector)More complex (frequency detector)

09 — Comparison

Why constant envelope matters for noise

In ideal FM, the carrier amplitude is always \(A_c\) — the message is entirely in the phase argument. This has a powerful engineering consequence:

  1. Channel noise, interference, and fading primarily affect signal amplitude.
  2. An FM receiver can hard-limit (clip) the received signal to remove all amplitude variations before detecting the frequency.
  3. This discards most noise without losing the message, because the message was never in the amplitude.

10 — Looking ahead

FM belongs to the angle-modulation family

Frequency Modulation

Instantaneous frequency follows the message:

\[ f_i(t) = f_c + k_f\,m(t) \]

Phase Modulation

Instantaneous phase follows the message directly:

\[ \theta_i(t) = 2\pi f_c\,t + k_p\,m(t) \]

Since frequency is the derivative of phase:

  • FM of \(m(t)\) is equivalent to PM of \(\displaystyle\int m(t)\,dt\).
  • PM of \(m(t)\) is equivalent to FM of \(\dfrac{dm(t)}{dt}\).

We will not develop PM further this week — but the relationship explains why FM and PM share the same spectral structure.

10 — Check yourself

Five predictions — answer without notes

  1. If \(\Delta f\) doubles and \(f_m\) stays fixed, what happens to \(\beta\)?
  2. If \(f_m\) doubles while \(\Delta f\) stays fixed, what happens to \(\beta\)?
  3. When \(m(t)\) reaches its positive peak, where is \(f_i(t)\)?
  4. Does the envelope amplitude change in ideal FM?
  5. Which occupies more bandwidth for the same message: DSB-AM or wideband FM?

Quick check: A transmitter has \(\Delta f = 30\) kHz. The message frequency is \(f_m = 10\) kHz. What is the Carson bandwidth?

EE 351 · Week 6

Next: from FM mathematics to the practical FM spectrum and receiver

This week you learned how FM encodes information in the carrier's instantaneous frequency rather than its amplitude. You derived the single-tone FM equation, understood \(\Delta f\) and \(\beta\), and estimated bandwidth using Carson's rule.

B. P. Lathi and Z. Ding, Modern Digital and Analog Communication Systems, 5th ed., Oxford University Press, 2018 — Chapter 5, Angle Modulation.