EE 351 · Communication Systems
Week 6
Frequency Modulation (FM)
From carrier amplitude to instantaneous frequency: a new way to encode information.
By the end of this lesson you should be able to: explain what frequency modulation means physically; distinguish carrier amplitude, phase, and instantaneous frequency; derive the single-tone FM equation from the definition of instantaneous frequency; compute frequency deviation \(\Delta f\) and modulation index \(\beta\); estimate FM bandwidth using Carson's rule; and compare AM and FM as engineering trade-offs.
Weeks 2–4 showed how AM encodes information by varying the carrier's amplitude. This week asks: what if the amplitude stays constant?
01 — From AM to angle modulation
What was changing in those AM transmissions?
In Weeks 2–4, every AM variant — DSB-SC, DSB-TC, SSB — changed the carrier's amplitude. The modulated signal's envelope carried the message.
Higher message amplitude → bigger envelope. Demodulation recovered \(m(t)\) from the amplitude variations — whether by coherent detection or envelope detection.
01 — From AM to angle modulation
Can we encode information without changing the amplitude?
An unmodulated carrier has three parameters:
AM changes this
What if we vary this?
Or this?
If we keep \(A_c\) fixed and instead vary the frequency or phase, we enter the domain of angle modulation.
01 — From AM to angle modulation
Angle modulation: FM and PM
Angle modulation takes two major forms:
Frequency Modulation (FM)
The instantaneous frequency of the carrier varies in proportion to the message signal \(m(t)\).
Phase Modulation (PM)
The instantaneous phase of the carrier varies directly with \(m(t)\).
This week focuses on FM. We will give PM just enough attention to see how the two relate.
Part 1
Instantaneous Phase and Frequency
Sections 02–03 — From the carrier to the FM equation.
02 — The unmodulated carrier
Three quantities inside every carrier
The argument of the cosine — \(2\pi f_c\,t + \varphi\) — is the total phase. For an unmodulated carrier, this phase increases linearly with time at a constant rate determined by \(f_c\).
02 — The unmodulated carrier
Instantaneous phase \(\theta_i(t)\)
When the phase argument can be any function of time, we write:
where \(\theta_i(t)\) is the instantaneous phase — the total accumulated phase at time \(t\).
- Unmodulated carrier: \(\theta_i(t) = 2\pi f_c\,t + \varphi\) — linear in \(t\), constant frequency.
- Modulated signal: \(\theta_i(t)\) is a more general function — the frequency can change with time.
02 — The unmodulated carrier
Frequency is the rate of change of phase
The instantaneous frequency is defined as:
Check: for an unmodulated carrier \(\theta_i(t)=2\pi f_c\,t + \varphi\):
03 — Building FM
FM: make the instantaneous frequency follow the message
The defining idea of frequency modulation:
carrier frequency (Hz)
frequency sensitivity (Hz/V)
message signal
- When \(m(t) > 0\): \(f_i > f_c\) — frequency increases.
- When \(m(t) < 0\): \(f_i < f_c\) — frequency decreases.
- When \(m(t) = 0\): \(f_i = f_c\) — returns to the carrier.
03 — Building FM
From \(f_i(t)\) to the FM signal
Since \(f_i(t) = \tfrac{1}{2\pi}\,\tfrac{d\theta_i}{dt}\), integrate to recover the instantaneous phase:
Substitute into \(s(t) = A_c\cos[\theta_i(t)]\):
Part 2
Single-Tone FM
Sections 04–06 — Frequency deviation, waveform, and modulation index.
04 — Single-tone FM
A cosine message enters the FM equation
Let \(m(t) = A_m \cos(2\pi f_m\,t)\). Integrate:
The instantaneous phase becomes:
Define two new quantities:
04 — Single-tone FM
The single-tone FM signal
Substituting \(\beta = \Delta f / f_m\) into the general FM equation:
Verify — differentiate \(\theta_i(t)\) to recover the instantaneous frequency:
04 — Single-tone FM
Frequency deviation \(\Delta f\)
\(\Delta f = k_f A_m\) is the maximum deviation of the instantaneous frequency from \(f_c\).
\(f_c + \Delta f\)
when \(m(t)=+A_m\)
\(f_c\)
when \(m(t)=0\)
\(f_c - \Delta f\)
when \(m(t)=-A_m\)
04 — Single-tone FM
How \(f_i(t)\) swings around \(f_c\)
05 — Visualizing FM
Message signal and instantaneous frequency
05 — Visualizing FM
The FM waveform: constant amplitude, varying cycle density
05 — Visualizing FM
FM waveform explorer
06 — Modulation index
\(\beta = \Delta f / f_m\) — what it means physically
- For fixed \(f_m\): larger \(\Delta f\) → larger \(\beta\) → stronger frequency excursion → more significant spectral sidebands.
- For fixed \(\Delta f\): higher \(f_m\) → smaller \(\beta\) — the message reverses before the frequency swings very far.
\(\beta\) is also the peak phase deviation in radians — it tells you the maximum phase swing beyond the unmodulated carrier.
06 — Modulation index
What \(\beta\) tells you — numerical examples
| Example A | Example B | Example C | |
|---|---|---|---|
| \(\Delta f\) | 5 kHz | 5 kHz | 75 kHz |
| \(f_m\) | 1 kHz | 10 kHz | 15 kHz |
| \(\beta\) | 5 | 0.5 | 5 |
| Physical meaning | 5 rad peak phase swing per message cycle | 0.5 rad — gentle swing | FM broadcast standard |
Examples A and B have the same \(\Delta f\) but \(\beta\) differs by a factor of 10, because the message frequency changed. Example C matches FM broadcast parameters.
06 — Modulation index
FM modulation index \(\beta\) is not AM modulation index \(\mu\)
| AM (\(\mu\)) | FM (\(\beta\)) | |
|---|---|---|
| Definition | \(\mu = A_m / A_0\) | \(\beta = \Delta f / f_m\) |
| Physical meaning | Fraction of carrier amplitude | Peak phase deviation (rad) |
| Constraint | \(\mu \le 1\) for envelope detection | No upper limit |
| Value > 1 means | Overmodulation → distortion | Wideband FM — perfectly normal |
06 — Check yourself
Modulation index check
A single-tone FM signal has \(\Delta f = 25\) kHz and \(f_m = 5\) kHz. What is \(\beta\), and what happens to \(\beta\) if \(\Delta f\) doubles to 50 kHz?
Part 3
FM Spectrum and Bandwidth
Sections 07–08 — Sidebands, bandwidth, and Carson's rule.
07 — FM spectrum
FM produces more sidebands than AM
AM single tone
Spectral lines at:
- \(f_c\) (carrier)
- \(f_c \pm f_m\) (one pair)
At most 3 lines. Bandwidth = \(2f_m\).
FM single tone
Spectral lines at:
- \(f_c \pm n f_m\) for \(n = 0,1,2,3,\ldots\)
Theoretically infinitely many sidebands — but only some carry significant power.
07 — FM spectrum
FM spectrum as \(\beta\) varies
07 — FM spectrum
Narrowband FM vs wideband FM
Narrowband FM (NBFM)
\(\beta \ll 1\)
- Only the carrier and first pair of sidebands are significant.
- Spectrum resembles AM.
- Bandwidth ≈ \(2f_m\).
Used where channel allocations are tight (e.g., two-way radio).
Wideband FM (WBFM)
\(\beta > 1\)
- Many sideband pairs carry significant power.
- Bandwidth much wider than \(2f_m\).
- Better noise performance.
Used where quality justifies the extra bandwidth (e.g., FM broadcast).
08 — Bandwidth
Carson's rule
The practical bandwidth containing approximately 98% of FM signal power:
where \(B_m\) is the highest frequency in the message. For single-tone modulation (\(B_m = f_m\)):
Check limiting cases:
- \(\beta \ll 1\) (NBFM): \(B_{\text{FM}} \approx 2f_m\) — same as AM. ✓
- \(\beta \gg 1\) (WBFM): \(B_{\text{FM}} \approx 2\Delta f\) — dominated by the frequency deviation. ✓
08 — Bandwidth
FM broadcast: why the channel is wide
FM broadcast
\(\Delta f = 75\) kHz
\(B_m = 15\) kHz
\(\beta = 75/15 = 5\)
Carson: \(B_{\text{FM}} \approx 2(75 + 15) = \mathbf{180}\) kHz
Channel spacing: 200 kHz
AM broadcast
\(B_m = 5\) kHz (typical)
Bandwidth: \(2 \times 5 = \mathbf{10}\) kHz
Channel spacing: 10 kHz
FM broadcast uses roughly 18× more bandwidth than AM broadcast for the same type of audio content — but FM gets much better noise performance in return.
Part 4
Engineering Perspective
Sections 09–10 — Comparison, noise advantage, and the angle-modulation family.
09 — Comparison
AM versus FM — what changes, what doesn't
| Property | AM | FM |
|---|---|---|
| Information carried by | Amplitude variations | Instantaneous frequency variations |
| Carrier amplitude | Varies with message | Approximately constant |
| Single-tone sidebands | 2 (at \(f_c \pm f_m\)) | Many (at \(f_c \pm nf_m\)) |
| Typical broadcast bandwidth | 10 kHz | 180 kHz |
| Sensitivity to amplitude noise | Vulnerable | More robust |
| Receiver complexity | Simple (envelope detector) | More complex (frequency detector) |
09 — Comparison
Why constant envelope matters for noise
In ideal FM, the carrier amplitude is always \(A_c\) — the message is entirely in the phase argument. This has a powerful engineering consequence:
- Channel noise, interference, and fading primarily affect signal amplitude.
- An FM receiver can hard-limit (clip) the received signal to remove all amplitude variations before detecting the frequency.
- This discards most noise without losing the message, because the message was never in the amplitude.
10 — Looking ahead
FM belongs to the angle-modulation family
Frequency Modulation
Instantaneous frequency follows the message:
Phase Modulation
Instantaneous phase follows the message directly:
Since frequency is the derivative of phase:
- FM of \(m(t)\) is equivalent to PM of \(\displaystyle\int m(t)\,dt\).
- PM of \(m(t)\) is equivalent to FM of \(\dfrac{dm(t)}{dt}\).
We will not develop PM further this week — but the relationship explains why FM and PM share the same spectral structure.
10 — Check yourself
Five predictions — answer without notes
- If \(\Delta f\) doubles and \(f_m\) stays fixed, what happens to \(\beta\)?
- If \(f_m\) doubles while \(\Delta f\) stays fixed, what happens to \(\beta\)?
- When \(m(t)\) reaches its positive peak, where is \(f_i(t)\)?
- Does the envelope amplitude change in ideal FM?
- Which occupies more bandwidth for the same message: DSB-AM or wideband FM?
Quick check: A transmitter has \(\Delta f = 30\) kHz. The message frequency is \(f_m = 10\) kHz. What is the Carson bandwidth?
EE 351 · Week 6
Next: from FM mathematics to the practical FM spectrum and receiver
This week you learned how FM encodes information in the carrier's instantaneous frequency rather than its amplitude. You derived the single-tone FM equation, understood \(\Delta f\) and \(\beta\), and estimated bandwidth using Carson's rule.
B. P. Lathi and Z. Ding, Modern Digital and Analog Communication Systems, 5th ed., Oxford University Press, 2018 — Chapter 5, Angle Modulation.